Investor Charter in respect of Research Analyst (RA)
Grievance Board
Complaint Data in terms of SEBI Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 dated December 13, 2021
| Name of Research Analyst | Abhay Kumar |
| Status | Research Analyst |
| Data for Month Ending | December 2024 |
| Sr. No. | Received from | Pending at the end of last Month | Received | Resolved* | Total Pending# | Pending complaints > 3 Months | Average Resolution time ^ (in days) |
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 1 | 1 | 0 | 0 | 11 |
| 3 | Other Sources (If any) | 0 | 0 | 0 | 0 | 0 | NA |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
trend of monthly disposal of complaints
| Sr. No. | Month | Carried forward from previous months | Received | Resolved* | Pending# |
| 1 | June 2021 - Till Date | 0 | 0 | 0 | 0 |
| 2 | Sept-23 | 0 | 0 | 0 | 0 |
| 3 | Oct-23 | 0 | 0 | 0 | 0 |
| 4 | Nov-23 | 0 | 0 | 0 | 0 |
| 5 | Dec-23 | 0 | 0 | 0 | 0 |
| 6 | Jan-24 | 0 | 0 | 0 | 0 |
| 7 | Feb-24 | 0 | 0 | 0 | 0 |
| 8 | Mar-24 | 0 | 0 | 0 | 0 |
| 9 | Apr-24 | 0 | 0 | 0 | 0 |
| 10 | May-24 | 0 | 0 | 0 | 0 |
| 11 | Jun-24 | 0 | 1** | 0 | 1 |
| 12 | Jul-24 | 1 | 0 | 1*** | 0 |
| 13 | Aug-24 | 0 | 0 | 0 | 0 |
| 14 | Sep-24 | 0 | 0 | 0 | 0 |
| 15 | Oct-24 | 0 | 0 | 0 | 0 |
| 16 | Nov-24 | 0 | 0 | 0 | 0 |
| 17 | Dec-24 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 1 | 1 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
| Sr. No. | Year | Carried forward from previous Year | Received | Resolved* | Pending# |
| 1 | 2020-2021 | 0 | 0 | 0 | 0 |
| 2 | 2021-2022 | 0 | 0 | 0 | 0 |
| 3 | 2022-2023 | 0 | 0 | 0 | 0 |
| 4 | 2023-2024 | 0 | 0 | 0 | 0 |
| 5 | 2024-2025 | 0 | 1 | 1 | 0 |
| Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of the previous year resolved in the current year.
#Inclusive of complaints pending as of the last day of the year.
** Client Mistakenly selected my name on the Score Portal due to confusion of similar Names.
*** Later Client Withdrawn the complaints after we bring the same error to the notice.
